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Staying ahead of regulation, wherever you operate.
Alpadis provides proactive compliance management for financial institutions facing increasing scrutiny. Our regulatory teams monitor developments and competently adapt frameworks, ensuring your organisation stays compliant, responsive, and audit-ready at all times.
We support the implementation and execution of compliance controls across a comprehensive range of financial regulations, including entities holding a capital markets services (CMS) licence for fund management (A/I LFMC, VCFM, LFMC), corporate financial advice, or dealing in capital markets products, as well as, financial advisers, and payment institutions, including those dealing with digital payment tokens and cryptocurrencies.
We strengthen governance frameworks to ensure regulatory compliance and uphold integrity.
Regulatory filings and notifications
Policies and procedures
Enterprise-wide ML/TF risk management
Compliance reports
We develop and execute processes to facilitate customer onboarding and interaction while meeting stringent regulatory requirements.
Customer on-boarding, monitoring and reviews (KYC)
Complaints
Marketing
We assist HR in fit and proper assessments, registrations, compliance training and implementing policies for workforce adherence.
Fit and proper assessment
Conflicts of interest
Regulatory filings and notifications
Training
Whistleblowing and misconduct
We optimise operational processes to integrate compliance, minimizing risk and ensuring regulatory alignment.
Investment
Outsourcing
Technology risk management
Business continuity management
With Alpadis, you can trust that all your compliance obligations are met efficiently and effectively.
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